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Studies
Establish Incidence of Awareness with Recall in US and Impact
of BIS Monitoring |
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Three studies with significant
implications about the incidence and prevention of intraoperative
awareness will be presented at the American Society of Anesthesiologists
meeting in San Francisco in October. Aspect spoke with one of
the principal investigators from each of the studies: Dr.
Rolf Sandin of Kalmar Regional Hospital in Stockholm,
Sweden (Swedish Awareness Follow-up Evaluation, or SAFE
2), Dr. Kate Leslie of The Royal Melbourne
Hospital in Melbourne, Australia (Monitoring to Prevent Awareness
during Anesthesia, or The
B-Aware Trial), and Dr. Peter Sebel of
Emory University School of Medicine in Atlanta, Georgia (The
Awareness Incidence & Monitoring Study, or AIM
Study). Aspect began by asking each of the investigators
to summarize their research. |
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| Our study in Australia divided 2,503 patients at high
risk for intraoperative awareness into two groups. Half
were randomly assigned to have anesthesia guided by an
anesthesiologist using the BIS Monitor and half were assigned
to what we called “the routine care group.”
There were two reported cases of awareness in the BIS
group and 11 cases in the routine care group. BIS-guided
anesthesia reduced the risk of awareness by 82%. |
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| We looked at 5,057 cases of BIS-monitored patients
under relaxant anesthesia in Sweden to determine the incidence
of explicit recall, or awareness, during surgery and compared
the incidence of awareness with historical data on a group
of 7,811 patients. In the BIS monitored group there were
two cases of awareness, or approximately 0.04%, compared
with a historical incidence of awareness of approximately
0.2%, a reduction of 80%. Unlike Dr. Leslie’s study,
we looked at a general patient population, not just patients
at high risk for intraoperative awareness. Yet the results
were similar. In addition, our data confirmed an association
between low intraoperative BIS values and one year mortality,
as previously reported by Doctors Weldon and Monk at the
University of Florida. |
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| The goal of our trial at seven geographically-diverse
medical centers around the United States was to document
the incidence of awareness among 19,576 patients undergoing
general anesthesia. The result was consistent with the
0.1% to 0.2% reported incidence of awareness in other
industrialized countries: we had 25 cases of awareness,
or 0.13%, and a fairly consistent rate of between one
and two cases per thousand at each of the seven centers
involved in the study. |
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Why should anesthesia providers be
concerned about such a rare complication of anesthesia?
Dr. Sebel: Because of the denominator. There
are more than 20 million anesthesia cases annually in the United
States, so a 0.13% incidence of awareness means approximately 26,000
cases of awareness every year, or an average of 500 every week.
Dr. Sandin: In Sweden, with only 8 million people,we
have about 250,000 cases of relaxant anesthesia
every year, which means even in this tiny country we have hundreds
of cases of awareness every year. It’s not just the number
of cases that’s of concern. We have limited knowledge about
the degree of suffering patients experience when they endure this.
Yes, we know such patients often experience serious pain and severe
stress during the event, but there is also evidence that many are
at significant risk for Post-Traumatic Stress Disorder (PTSD) long
after the event. Some studies suggest that anywhere from 30 to 50%
of patients who experience awareness subsequently suffer significant
mental health problems. It’s a serious problem.
"I think patients have traditionally been
reluctant to discuss awareness for fear of
being regarded as abnormal or even crazy."
- Dr. Rolf Sandin
Dr. Leslie: There are about 100 cases of awareness
in the United States every day. If we were able to reduce that number,
the amount of human suffering we could relieve would be very significant.
When discussing awareness with anesthesiologists,
they often say,"I've been doing this for many years and I've
never had a case of awareness." They don't see it as anything
but an extremely rare event.
Dr. Sebel: The reason many anesthesiologists believe
they’ve never had a case of awareness is that they don't go
looking for it. One study by Moerman conducted in The Netherlands
suggested that only 35% of patients who experience awareness ever
report it to their anesthesiologist. To determine whether you've
had a case of awareness, you need to ask patients on more than one
occasion. It takes at least two interviews with a structured interview
technique, like the one we used in our study, to determine accurately
whether a patient experienced awareness.
Dr. Sandin: Non-paralyzed patients usually respond
to painful stimuli by moving, so they are more likely to receive
additional anesthetic. However, some non-paralyzed patients do not
move despite the fact that they are aware. These patients do not
always communicate their episode of awareness because they may not
have perceived it as a traumatic event - particularly if they found
themselves quickly drifting off after becoming aware. If the patient
experiences pain during surgery and cannot move or communicate,
their agony will increase tremendously. Being unable to signal that
you are aware is perhaps even more disturbing than pain itself.
Some patients think they are dying. And that can lead to serious
emotional and mental health problems afterwards. Even in these cases,
we've found that the patient may not spontaneously communicate that
they experienced awareness.
Dr. Leslie: Let me share an anecdote that sheds
some light on this and on the long-term adverse psychological effects
of awareness. A friend of mine is a pediatric anesthetist in Melbourne
who was asked to assist in a case involving a boy of about 8 or
10. The boy had had a previous surgery about a year prior and ever
since his behavior had been terrible. His school performance was
way down and his behavior made him difficult to handle. When he
came in for the repeat head and neck surgery, my friend, who has
an interest in awareness, asked the boy about his previous experience
with anesthesia. The child looked at him and said, "Can you make
sure you turn off my ears during the next surgery because I heard
everything the doctors said during my last operation." Until then,
no one realized this child had been aware during surgery. The incidence
of pediatric awareness is probably higher than in adults because
hemodynamics as an indicator of consciousness are even less reliable
than in adults and there is a great deal of caution about overdosing
children.
Dr. Sebel, will it come as news to
the U.S. anesthesia community that the incidence of awareness is
as high as your study demonstrated?
Dr. Sebel: To anyone who has been following the
literature, the results of our study are exactly what would be expected.
However, no one in recent years had established the incidence of
awareness in the United States. Some anesthesia providers felt that
the practice of anesthesia is different in the U.S. than in Europe,
and that the incidence of awareness may be lower in the U.S. Well,
our study demonstrates that it's not.
Dr. Sandin, is awareness seen as
a significant problem in Sweden?
Dr. Sandin: Yes. Awareness has been an issue of
great concern in the anesthesia community in Sweden for the past
ten years or so, although there is no consensus on the best way
to prevent it. But I think the data from our study and Dr. Leslie's
in Australia support my view that brain monitoring can help clinicians
reduce the incidence of awareness.
Is it possible the incidence of awareness
is even greater than that suggested by your respective studies?
Dr. Sandin: I think so. In most awareness studies
patients are interviewed only once, usually within 24 hours following
surgery. What we found was the possibility of delayed memory in
a substantial number of cases. I think patients have traditionally
been reluctant to discuss awareness for fear of being regarded as
abnormal or even crazy.
Dr.
Leslie: Anesthesiologists rarely ask their patients whether
they experienced awareness. For one thing, we seldom get an opportunity
to see our patients post-operatively because they go home, especially
in the current health care environment. And our schedules are such
that doing post-operative follow-up is difficult, so we usually
don't ask them. In my view, that's unwise because it's an important
outcome of our care.
I think another problem is that doctors fear that if they raise
the issue of awareness with patients post-operatively they'll be
giving patients an opportunity to find an adverse outcome from their
anesthetic. So it's not surprising to find anesthesiologists saying
they've never had a case of awareness. If you're practicing in a
major academic center with a wide range of sicker patients, you've
probably had at least one case of awareness in the past year.
Do cases of awareness suggest there
is something wrong with the way people are practicing anesthesia?
Dr. Sebel: No. There is a normal distribution
of anesthetic requirement across the population. Not everybody needs
exactly the same amount of anesthesia. Absent effective monitoring,
you can't tell if your patient is inadequately anesthetized and
at risk of awareness.
Couldn't awareness be prevented simply
by erring on the side of giving too much, rather than too little,
anesthesia?
Dr. Sebel: No, because patients aren't necessarily
going to tolerate that. Increasing the concentration of anesthetics
will result in other complications. The idea is to give the patient
the right amount of anesthesia: not too little; not too much. Too
much is more costly, dangerous, and you'd have an increase in the
amount of nausea and vomiting and delayed wake-up.
Dr. Sandin: There may be cases where large doses
of anesthetics are justified, for example in a patient reporting
previous awareness. Adopting this approach in broad practice would
come at a high cost in prolonged recovery, less stable intraoperative
hemodynamics, and other complications. If there's an alternative
to industrial, huge doses of anesthetics, that is absolutely preferable.
Dr. Sebel, in your study there were
some patients who experienced awareness even though they were being
monitored with BIS. How do you explain that?
Dr. Sebel: Because our study simply sought to
establish the incidence of awareness, there were no guidelines provided
for those cases where the BIS Monitor happened to be in use. For
example, in one case the patient who was aware had a high BIS value.
The BIS Monitor doesn't prevent awareness by itself. It provides
information that can help the clinician identify periods of increased
risk of awareness. It's an important distinction.
Dr. Leslie, in your study the patient
cohort without BIS monitoring had 11 cases of awareness and the
BIS monitored group, which was the same size, had two. These are
relatively small numbers when you're talking about thousands of
cases.
Dr. Leslie: These numbers take on a new meaning
when you consider how many patients are aware every day. We showed
a five- to ten-fold reduction in the number of awareness cases.
And, as has been said, this represents a large reduction in human
suffering. We believe that the results of our study justify the
expense of BIS monitoring to reduce the incidence of awareness in patients
at high risk for awareness, quite apart from the other benefits
of BIS monitoring.
"We believe that the results of our study justify the
expense of BIS monitoring to reduce the incidence of awareness in
patients at high risk for awareness, quite apart from the other
benefits of BIS monitoring."
- Dr. Kate Leslie
How well accepted is the technology
where you practice and how might your studies affect perceptions
in your anesthesia community about brain monitoring?
Dr.
Sebel: In my practice, I use the BIS Monitor in every case
because I think the benefits are clearly defined. If you look at
our three studies together it is clear that BIS monitoring, correctly
used, reduces the incidence of awareness.
Dr. Leslie: The number of BIS Monitors in use
in our region before the trial was very small, and only a minority
of centers participating in our study had a BIS Monitor for any
length of time before the trial. But as the trial progressed, there
was a growing trend for the monitors to be used on patients who
weren't part of the trial, particularly cardiac patients. People
found it very useful in sorting out the causes of hemodynamic instability.
Because we have a government-funded health care system, the data
about BIS' delivery of cost savings associated with faster wake-up
times and less anesthetic didn't have a big impact, though they
are certainly important to the patient and for hospitals in other
areas. There is a lot of interest here in the awareness data and
the research now being done in the United States and Sweden that
suggest over-sedation may be associated with higher postoperative
mortality. Our study has started a push from the larger hospitals
to get BIS Monitors, especially for use in high-risk patients.
Dr. Sandin: Brain monitoring is still not used
in the large majority of cases in Sweden, including cases of relaxant
anesthesia. The attitude here has been wait and see. I think we
may be at a turning point in this country now that we are able to
present the data that it may be possible to reduce the incidence
of awareness significantly using the BIS Monitor.
Can the BIS Monitor be justified,
from a cost standpoint or otherwise, simply because the information
it provides can help reduce the incidence of awareness?
Dr. Sandin: I think there is dual justification
for increased use of brain monitoring in Sweden; reduction of the
risk of awareness and the potential for more precise titration of
anesthetics.
Dr. Leslie: Based on the results of our trial,
the cost of the BIS Monitor is justified to reduce awareness in
high-risk patients, with no other objective in mind. When you consider
the potential for prolonged post-operative psychiatric programs
to treat post-traumatic stress arising from awareness, and in the
U.S. the cost of potential litigation arising from a case of awareness,
the investment in BIS to prevent even one case of awareness isn't
a lot. But apart from awareness, the BIS Monitor is very helpful
because it provides more information and often different information
than observation of hemodynamic processes alone. For example, when
you use an epidural in an elderly, beta-blocked patient, you can
still manage the anesthesia with confidence while they're hypo-
or hypertensive.
Dr. Sebel: These three studies make a compelling
case for the use of BIS Monitoring to reduce the incidence of awareness.
But, you see, I have already decided that the BIS Monitor is worth
having in every operating room, quite apart from the awareness issue.
The awareness data simply strengthens the case for using BIS.
"I use the BIS Monitor in every case because
I think the benefits are clearly defined.
If you look at our three studies together
it is clear that BIS monitoring, correctly used,
reduces the incidence of awareness."
- Dr. Peter Sebel
Has your involvement in these trials
impacted the way you practice?
Dr. Leslie: Yes, in several ways. Most of the
anesthesiologists in my hospital now include a discussion of awareness
in the pre-operative interview, and while we were concerned that
this would raise patient anxiety, we've found that we can allay
that anxiety by explaining that we now have a monitor that helps
reduce the incidence of awareness. A second change in my practice,
apart from the fact that I now use the monitor for all patients
at high-risk, is that I am more aware that I have to act on the
information the BIS Monitor is giving me because I'm confident that
it's telling me something important. I found that without BIS Monitoring
there is a tendency to over-anesthetize patients. For example, when
I started using BIS and giving patients what I thought was the proper
concentration of anesthesia, patients' BIS values were in the 20s
and 30s. Finally, I now conduct post-operative interviews where
I ask a few questions to see if they have any recall. So, my participation
in the trial has profoundly changed my practice. |